Monique Melis
Managing Director and Global Head of Financial Services Compliance and Regulation
London
Compliance and Regulation
End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate security, legal, compliance and regulatory risk.
Contact Us
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Kroll partners with clients to stay ahead of regulatory and reputational risks associated with ethics and compliance obligations around the world. We deploy a market-leading portfolio of enhanced due diligence services and technology solutions, with a focus on anti-bribery and corruption (AB&C) and anti-money laundering (AML), to assist clients with Know Your Customer (KYC) initiatives, third-party due diligence, M&A transactions, IPOs and supply chain due diligence.
Our teams draw on open-source resources and global human intelligence to perform enhanced due diligence, producing reports and action items tailored to each client's needs.
Our solutions help clients:
Manage Third-party Risk
We research reputations; environmental, social and governance (ESG); and cyber and financial records related to existing and potential relationships, including joint ventures, customers and partners, against sanctions, government watch lists, social media and other applicable databases.
Meet Global Regulatory and Legal Requirements
We help ensure compliance with Anti-Money Laundering (AML), Know Your Customer (KYC), USA Patriot Act, Foreign Corrupt Practices Act (FCPA), and UK Bribery Act regulations.
Mitigate Risks, Fines and Reputational Damage
We help identify and mitigate third-party and transactional, business and reputational risks before they develop into larger issues or trigger fines.
Become or Stay Compliant
We help clients understand the practical frameworks, policies and procedures, systems and controls, and technologies they need to stay compliant with current and evolving regulations.
Increase Peace of Mind
Our researchers manage cases from start to finish, conducting extensive internet, database and media research into a company and its principals to assess backgrounds, status, credentials, professional certifications, legitimacy and reputation.
Respond to Regulatory Reviews and Investigations
We help clients prepare for and respond to regulatory reviews and investigations. We also can undertake reviews at the appointment of regulatory authorities.
Recent Industry Recognition
 | Private Equity Wire US Awards |
 | Private Equity Wire European Awards 2023 |
2023 Fraud and Financial Crime Report
2023 Fraud and Financial Crime Report
Kroll analyzed global data from 400 senior leaders across three continents to gain insights into the current financial crime landscape and learn how technology might stop the threat of economic, crypto and ESG crimes.
Key findings from the report include:
- Sixty-nine percent of global respondents expect financial crime risks to increase over the next 12 months.
- Almost two-thirds of global respondents expect financial crimes enforcement actions to increase.
- More than half of respondents cite evolving technologies, digital currencies, data privacy and geopolitical tension as challenges posed to government in fighting financial crime.
- Global respondents report that cybersecurity and data breaches are the factors most responsible for increased financial crime risk.
Connect with Us
Ken C. Joseph, Esq.
Managing Director
Financial Services Compliance and Regulation
New York
Nicolas Inman
Managing Director
Financial Services Compliance and Regulation
London
Kevin Braine
Managing Director and Global Head of Integrity Due Diligence
Investigations, Diligence and Compliance
London
Tom Everett Heath
Global Head of Investigations, Diligence and Compliance
London
Matthew J. Dumpert
Managing Director
Enterprise Security Risk Management
New York
David Liu
Regional Managing Director, Asia-Pacific
Environmental, Social and Governance Advisory Services (ESG)
Hong Kong
Mariellen Davies-DeMarco
Regional Managing Director, Integrity Due Diligence, North America
Investigations, Diligence and Compliance
Washington DC
Tom Hollobone
Regional Managing Director, Integrity Due Diligence, EMEA
Investigations, Diligence and Compliance
London
Michael Watt
Regional Managing Director, Integrity Due Diligence, LATAM
Investigations, Diligence and Compliance
Anti-Money Laundering
Kroll’s anti-money laundering (AML) solutions are designed to help minimize the risks associated with money laundering and other illicit activities and to ensure compliance through the development and management of ongoing compliance programs and processes.
Financial Services Compliance and Regulation
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.
Compliance Risk and Diligence
The Kroll Investigations, Diligence and Compliance team partners with clients to anticipate, detect and manage regulatory and reputational risks associated with global ethics and compliance obligations.
Monitorships
Kroll evaluates, oversees and tests organizations for compliance with any number of laws and regulations on a mandatory or voluntary basis.
Enterprise Security Risk Management
Kroll’s Enterprise Security Risk Management practice provides expert guidance and advisory services to our global clientele as they navigate the most challenging and emerging security and threat-related issues.
Cryptocurrency Risk, Investigation and Compliance Services
Kroll is the leading global provider of crypto compliance, risk, and investigative services. Since the introduction of the first virtual asset in 2009, Kroll has worked side-by-side with crypto companies, investors, and law enforcement to help them meet their most critical challenges.
Investigations, Diligence and Compliance
Kroll’s Investigations, Diligence and Compliance practice leverages our best-in-class multi-disciplinary team to help businesses, law firms, financial institutions, private equity firms, government agencies, non-profit organizations and individuals meet their most critical challenges.
Managed Compliance Software
Managed Compliance Software
Kroll’s Managed Compliance Software is cost-effective and efficient technology that embeds Kroll’s global knowledge into financial services firms’ compliance programs, guiding you through all stages of the regulatory life cycle.
Kroll Named Best Regulatory and Compliance Firm at Private Equity Wire US Awards 2022
News
Kroll Named Best Regulatory and Compliance Firm at Private Equity Wire US Awards 2022
November 7, 2022
News
Kroll Joins Crown Commercial Service’s Audit and Assurance Framework
October 25, 2022
News
Kroll Acquires Crisp, Trusted Provider of Real-time Risk Intelligence
May 31, 2022
News
Kroll Acquires Resolver, a Leader in Risk Intelligence Technology
March 30, 2022
Kroll is headquartered in New York with offices around the world.
55 East 52nd Street 17 Fl
New York NY 10055
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